MQ AFIN310 Assignment Financial issues 代写

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Sem 1 - 2017

Financial Services Regulatory and

compliance issues

Assignment

• Instructions for the report/article

– Use your own words – the work must be yours (refer to the note

below on plagiarism)

– Write clearly and use plain language

– Demonstrate your understanding with examples

– Provide appropriate source referencing

– Concise and effective answers

– Presented professionally

– Flowing coherently

• Plagiarism – Turnitin similarity reporting strictly applies  penalties can

be applied for similarity identified (on a case by case basis). Systemic

plagiarism will result in zero mark ( possible further actions may apply in

accordance with the university rules and procedures).

Assignment (100 Marks)

You have been asked to write a 2-3 page article (max 1,000 words)

in your local monthly magazine explaining the following:

1. Recent FOFA reforms (25 Marks)

2. Recently introduced legislations related to raising Professional Standards

of Financial Advisers (25Marks)

3. Finally, your article needs to address your views of whether the recent

FOFA reforms relate to Best Interest Duty, scaled advice, conflicted

remuneration and the recently introduced legislation related to improved

educational and professional standards of financial advisers have been

warranted. You also need to comment on the success of the FOFA reforms

to date in terms of their impact on the quality of advice, access to advice

and consumer protection. (25 Marks)

MQ AFIN310 Assignment Financial issues 代写